股票提存

股票存入

 

1 实货股票存入

客户请于实物股票背面或于转让书上转让人签署位置签名并亲身到本公司存入(基于安全问题,本公司不接受客户邮递股票),而本公司不会收取任何股票存入之费用,但客人需要支付每张以股东名义存入的股票或转让书港币五元正之印花税(香港政府收取)。

 

实物股票沽出后需十个工作天(由股票成功存入中央结算当日起)方可提款。本公司亦会根据客户的情况作出特别考虑。

 

2 中央结算交收指示

可以经过中央结算所存入非实物股票,存入非实物股票的途径有二种,分别是交收指示(SI)和投资者交收指示(ISI)。

      
  • 交收指示(SI)的交易对手是银行或证券行
  • 投资者交收指示(ISI) 的交易对手是客户于中央结算的个人投资者户口
  

客户需填写及签署本公司的 中央结算交收指示/ 投资者交收指示表格,在表格上需于“指示类别”一栏注明收取股票及写明交易对手名称及编号(交收指示)丶个人投资者户口号码(投资者交收指示)丶交收日期丶股票号码丶股票名称及数量。本公司不会收取任何非实物股票存入之费用。客户亦需个别通过交易对手有关交收指示。

   

本公司在上午十一时前收到的交收指示,将于当日办理;如于上午十一时后收到的指示则将于下一个工作天办理。客户递表格后,本公司将联络相关证券行丶银行或客户以核对及确认指示。如未能成功确认指示,该有关指示会被顺延或被取消。

   

股票提取

 

1 实货提取

客户可以通过填写及签署股票提单提取实物股。客户在表格上需填写提取股票的号码丶名称丶分拆数量及股数。 

    

实物股票提取手续费为每手港币五元(每种股票最低收费为港币五十元),提货手续将于七个工作天内完成,本公司将以电话通知客户到指定地点领取股票。

 

客户必须在下达提取实物股票指示日起一个月内亲临本公司领取实货股票,如客户未能在指定时间内领取股票,本公司将会把有关之股票退回中央结算系统证券存管处,当客户再次提取股票时必须再次支付实物股票提取费。

 

2 中央结算交收指示

客户可以经过中央结算所提取非实物股票,提取股票的途径有二种,分别是交收指示(SI)和投资者交收指示(ISI)。交收指示(SI)的交易对手是银行或证券行;而投资者交收指示(ISI) 的交易对手是客户在中央结算的个人投资者户口。

     

客户需填写及签署 中央结算交收指示/ 投资者交收指示表格,在表格上需选择提取股票及写明交易对手名称及编号(交收指示)丶个人投资者户口号码(投资者交收指示)丶交收日期丶股票号码丶股票名称及数量。交收指示手续费为股票上日收市总值之0.002%,最低总值收费为港币$50,最高总值收费为港币$200。客户亦需个别通过交易对手有关交收指示。

     

本公司在上午十一时收到的指示,将于当日办理;如于上午十一时后收到的指示则将于下一个工作天办理。客户递表格后,本公司将联络相关证券行或客户以核对及确认指示。如未能成功确认指示,该有关指示会被顺延或被取消。

风险披露声明及免责声明 Risk disclosure & disclaimer

以下风险披露声明不能披露所有涉及的风险。客户应按本身的财政状况及投资目标谨慎考虑是否适宜进行交易或投资。客户不应只单独基于本资料而作出任何投资决定,而应详细阅读相关服务之条款细则及风险披露声明,如有疑问,应寻求独立的专业意见。

 

投资涉及风险。证券价格有时可能会非常波动。证券价格可升可跌,甚至变成毫无价值。买卖证券未必一定能够赚取利润,反而可能会招致损失。经证券账户进行的交易可涉及衍生产品或高风险投资工具,任何人士于作出投资前,应审慎地考虑其本身的投资经验、投资目标及风险承受程度再做决定。本行不设证券投资顾问服务,客户如有需要应寻求独立谘询,考虑有关投资是否适合客户。

 

本网页的资料并不构成对任何人作出买卖、认购或交易在此所载的任何投资产品或服务之要约、招揽、建议、意见或任何保证。

 

本网页内容并未经香港证券及期货事务监察委员会审阅。


Investment involves risks. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down and may become valueless. It is likely that losses will be incurred rather than profits made as a result of buying and selling securities. Transactions through securities accounts may involve derivatives or high risk investment vehicles. Before making any investment decisions, customer should carefully consider whether the investment is suitable in light of his/her investment experience, investment objectives, and risk tolerance level. Our company does not provide securities advisory service. Customer considering an investment should seek independent advice on the investment suitability when considered necessary.

The information shown in our webpage does not constitute any offer, solicitation, advice or promise to any person to buy/sell, subscribe or enter into any transaction for any investment products or services contain in this webpage.

The contents of webpage have not been reviewed by the Securities and Futures Commission in Hong Kong.

Notes for Online Security 网上保安提示

9 October 2017

Dear Client

Notes for Online Security

In view of the recent cases reported by certain financial institutions involving online security issues, Opus Financial Group wishes to alert our clients about online security and to recommend clients to take the following precautionary measures:

Major Safety Tips on Using Internet Trading Services

(a)Login passwords
Set a password that is difficult to guess and different from the ones for other services. The login password should be changed regularly and should never be stored on computers, mobile phones or placed in plain sight. Do not disclose your passwords to anyone or allow anyone (including our staff or Account Executive) to use your password.
 
(b)Computers and mobile phones
Protect your computer and mobile phone for logging into your internet trading. Avoid using public computers or public Wi-Fi to access internet trading services.
 
(c)Opus websites and Apps
Internet trading services should be accessed by entering Opus’s website address directly, or using a bookmark or an internet trading mobile application (App). Never access your Opus’s website or provide your personal information (including your password) through any hyperlinks or attachments embedded in emails or from websites.
 
(d)Login process
Beware of any unusual login screen or process (e.g. a suspicious pop-up window or request for providing additional personal information) and whether anyone is trying to peek at your password. Log out immediately after use.
 
(e)Review account transactions
Check your account balance, transaction records and statement(s) of account regularly. Notify your designated Account Executive or our Investment & Customer Services Department at telephone (852) 2567 0100 immediately if you discover any errors or unauthorized transactions.
 

Major Tips On Protection Of Your Computers And Mobile Phones

(a)Passwords
Set difficult-to-guess passwords for your computer and mobile phone and activate the auto-lock function, and change password regularly.
 
(b)Secure systems and software
Use the latest versions of operating system, internet trading App and browser. Do not jailbreak or root your mobile phone or tablet.
 
(c)Beware of computer viruses
Install and update promptly your security software. Do not download or open doubtful files, browse suspicious websites, or click on the hyperlinks and attachments in questionable sources (e.g. emails, instant messaging, SMS messages, QR codes). Download and upgrade your Apps from official App Stores or reliable sources only.
 
(d)Network functions
Disable any wireless network functions (e.g. Wi-Fi, Bluetooth, NFC) not in use. Choose encrypted networks when using Wi-Fi and remove any unnecessary Wi-Fi connection settings.
 

For and on behalf of
Opus Financial Group
Opus Securities Limited


贵客户:

网上保安提示

有鉴于近期香港某些金融机构发生网络安全事故,本集团希望提醒客户注意网络安全,并建议客户采取以下的预防措施:

使用网上交易服务的主要保安提示

(a)登入密码
设定难以猜破及与其他服务不同的密码,并定期更新登入密码及切勿记录密码在计算机、手机或当眼位置。切勿向任何人士披露或容许任何人使用 阁下的密码(包括本集团的员工或客户主任)。
 
(b)计算机及手机
保护用以登入的计算机及手机。避免透过公用计算机或公共无线网络登入。
 
(c)创富网址及App
应透过输入创富网址、书签或网上交易流动应用程序(App)登入。切勿透过电邮、网上的超链接或附件登入或提供个人资料(包括密码)。
 
(d)登入过程
检查登入网页及过程有否异样(如出现可疑的弹出窗口、被要求提供额外的个人资料)及是否有人窥看密码,并在使用后马上注销。
 
(e)查阅账户事务历史记录
定期查阅户口结余、事务历史记录及户口结单,如发现任何问题或未经授权之交易应立即通知 阁下之客户主任或本公司之投资及客户服务部查询(电话:(852) 2567 0100)。
 

保护计算机及手机的要点

(a)密码
设定难以猜破的计算机及手机密码和自动上锁功能,并定期更新密码。
 
(b)安全系统及程序
使用最新版本的操作系统、网上交易App及浏览器。切勿用Jailbreak (越狱)或Root机等手法改装手机及平板计算机。
 
(c)提防计算机病毒
安装和及时更新保安软件,切勿下载或开启可疑的档案、浏览可疑网站,或开启来历不明(如电邮、实时通讯、短讯、二维码)的超链接及附件。只从官方应用程序商店或可信的来源下载及升级应用程序。
 
(d)网络功能
关闭无需使用的无线网络功能(如Wi-Fi、蓝芽、NFC)。如需使用Wi-Fi,应选用加密的网络,并移除不必要的Wi-Fi联机设定。
 

创富金融集团
创富证券有限公司

2017年10月9日