Open Account

Application Method

(A) Apply in Person

Please visit our Office in person together with the following documents:

Supporting document list:

  • Individual / Joint Account
    • Copy of Individual (and Joint) Client's HK Identity Card, and/or valid Passport (if you are not holding a HK Permanent Identity Card)
    • Proof of residential address issued within the recent 3 months (e.g. utilities bill statement, bank statement, or income tax statement, etc.)
    • Proof of the designated bank account bearing the full name of account holder, bank name, and bank account number (where applicable)
    • Business Card (if any)
  • Corporate Account
    • Certified true copy of HK Identity Card or valid Passport of ALL Director(s), ultimate shareholder(s) and authorized person(s)
    • Certified true copy of Register of Members
    • Certified true copy of Register of Directors
    • Certified true copy of Certificate of Incorporation
    • Certified true copy of the latest Annual Return (for HK company)
    • Certified true copy of Certificate of Incumbency (issued within 6 months from date of account application) (for overseas company)
    • Certified true copy of Board Resolution
    • Certified true copy of Business Registration Certificate (if any)
    • Certified true copy of Memorandum and Articles of Association, and amending resolutions, if any
    • Ownership Chart showing the intermediate owners and ultimate shareholders
    • Proof of Business Address
    • Proof of the bank account bearing the company name, bank name, and the bank account number
    • Audited financial statements for the latest financial year

(B) Apply by Mail

    i ) Download the 《Client Agreement》 and fill in the required forms

    • Before you sign the documents below, please make sure that you have read, understood and agreed with the content of the《Client Agreement》.
    • Download and fill in the《Account Opening Documentation (Form)》,《W-8BEN》and 《CRS》. Signature is needed for any amendment. Please note that all signatures must be consistent.

ii ) Submit relevant supporting documents (applicable to Individual / Joint Account only)

    Before posting, please ensure that all the following documents are ready:

    • Completed and signed《Account Opening Documentation (Form)》, 《W-8BEN》and《CRS》
    • All required documents for account opening (Please refer to above "Supporting document list")
    • A personal cheque issued by the applicant(s) from his/her designated bank account with a licensed bank in Hong Kong, with minimum of HK$10,000 payable to "Opus Securities Limited - Client Account". All signatures on the cheque and the《Account Opening Documentation (Form)》must be the same. Such amount will be deposited to the client's securities account opened with our Company.
    • For overseas applicant who adopts the mail approach, all documents must be certified by a professional person designated by the Securities and Futures Commission (SFC), e.g. lawyer, etc. For details, please contact us.
    • Our Postal Address is: Opus Securities Limited
      8/F, Fung House,
      19-20 Connaught Road Central,
      Central, Hong Kong

    iii ) Verify Information

    Upon the receipt of your information, we will verify and process your application as soon as possible. Our staff will contact you to explain all information in detail. Further to the completion of verification and the encashment of the personal cheque, your securities account will be established accordingly. Client’s securities account number and password will be sent to you by email thereafter.

    Fund Deposit and Trading

    • For fund deposit, you can deposit fund via bank transfer, remittance or cheque. After deposit, please fax the copy of the payment slip or cheque copy with your name, account number with signature to (852) 2567 0700 and call our Customer Hotline at (852) 2567 0100 for confirmation.
    • For trading, please contact our Trading Hotline: (852) 2567 6600

Risk disclosure & disclaimer 風險披露聲明及免責聲明

Investment involves risks. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down and may become valueless. It is likely that losses will be incurred rather than profits made as a result of buying and selling securities. Transactions through securities accounts may involve derivatives or high risk investment vehicles. Before making any investment decisions, customer should carefully consider whether the investment is suitable in light of his/her investment experience, investment objectives, and risk tolerance level. Our company does not provide securities advisory service. Customer considering an investment should seek independent advice on the investment suitability when considered necessary.

The information shown in our webpage does not constitute any offer, solicitation, advice or promise to any person to buy/sell, subscribe or enter into any transaction for any investment products or services contain in this webpage.

The contents of webpage have not been reviewed by the Securities and Futures Commission in Hong Kong.








Notes for Online Security 網上保安提示

9 August 2017

Dear Client

Notes for Online Security

In view of the recent cases reported by certain financial institutions involving online security issues, Opus Financial Group wishes to alert our clients about online security and to recommend clients to take the following precautionary measures:

Major Safety Tips on Using Internet Trading Services

(a)Login passwords
Set a password that is difficult to guess and different from the ones for other services. The login password should be changed regularly and should never be stored on computers, mobile phones or placed in plain sight. Do not disclose your passwords to anyone or allow anyone (including our staff or Account Executive) to use your password.
(b)Computers and mobile phones
Protect your computer and mobile phone for logging into your internet trading. Avoid using public computers or public Wi-Fi to access internet trading services.
(c)Opus websites and Apps
Internet trading services should be accessed by entering Opus’s website address directly, or using a bookmark or an internet trading mobile application (App). Never access your Opus’s website or provide your personal information (including your password) through any hyperlinks or attachments embedded in emails or from websites.
(d)Login process
Beware of any unusual login screen or process (e.g. a suspicious pop-up window or request for providing additional personal information) and whether anyone is trying to peek at your password. Log out immediately after use.
(e)Review account transactions
Check your account balance, transaction records and statement(s) of account regularly. Notify your designated Account Executive or our Investment & Customer Services Department at telephone (852) 2567 0100 immediately if you discover any errors or unauthorized transactions.

Major Tips On Protection Of Your Computers And Mobile Phones

Set difficult-to-guess passwords for your computer and mobile phone and activate the auto-lock function, and change password regularly.
(b)Secure systems and software
Use the latest versions of operating system, internet trading App and browser. Do not jailbreak or root your mobile phone or tablet.
(c)Beware of computer viruses
Install and update promptly your security software. Do not download or open doubtful files, browse suspicious websites, or click on the hyperlinks and attachments in questionable sources (e.g. emails, instant messaging, SMS messages, QR codes). Download and upgrade your Apps from official App Stores or reliable sources only.
(d)Network functions
Disable any wireless network functions (e.g. Wi-Fi, Bluetooth, NFC) not in use. Choose encrypted networks when using Wi-Fi and remove any unnecessary Wi-Fi connection settings.

For and on behalf of
Opus Financial Group
Opus Securities Limited





設定難以猜破及與其他服務不同的密碼,並定期更新登入密碼及切勿記錄密碼在電腦、手機或當眼位置。切勿向任何人士披露或容許任何人使用 閣下的密碼(包括本集團的員工或客戶主任)。
定期查閱戶口結餘、交易記錄及戶口結單,如發現任何問題或未經授權之交易應立即通知 閣下之客戶主任或本公司之投資及客戶服務部查詢(電話:(852) 2567 0100)。


使用最新版本的操作系統、網上交易App及瀏覽器。切勿用Jailbreak (越獄)或Root機等手法改裝手機及平板電腦。